How to Sue the Federal Government: A Primer (2024)

Federal Defense Guide by White Collar Criminal Defense Attorneys Trusted Nationwide

How to Sue the Federal Government: A Primer (2024)

How to Sue the Federal Government: A Comprehensive Guide by Expert Attorneys

Table of Contents

Introduction: Understanding Sovereign Immunity and the Right to Sue the Government

Sovereign immunity is a legal doctrine that traditionally protects the government from being sued without its consent. This principle has deep roots in English common law and has been a significant aspect of the American legal system. However, various legal challenges and legislative acts, including landmark cases and the Federal Tort Claims Act (FTCA), have modified this absolute protection, allowing individuals to sue the government under specific conditions.

Article III, Section 2, Clause 1: Judicial Power and Sovereign Immunity

Article III of the U.S. Constitution establishes the judicial power of the federal courts. Specifically, Article III, Section 2, Clause 1 states:

“The judicial Power shall extend to all Cases, in Law and Equity, arising under this Constitution, the Laws of the United States, and Treaties made, or which shall be made, under their Authority;—to all Cases affecting Ambassadors, other public Ministers and Consuls;—to all Cases of admiralty and maritime Jurisdiction;—to Controversies to which the United States shall be a Party;—to Controversies between two or more States;—between a State and Citizens of another State,—between Citizens of different States,—between Citizens of the same State claiming Lands under Grants of different States, and between a State, or the Citizens thereof, and foreign States, Citizens or Subjects.”

This clause implies that federal courts have jurisdiction over cases involving the United States as a party, including those brought against the federal government as a defendant. However, the doctrine of sovereign immunity can limit such suits.

While state sovereign immunity is rooted in part in the Eleventh Amendment, no provision of the Constitution expressly grants the federal government immunity from suit. Instead, federal sovereign immunity is considered a common law doctrine derived from pre-Founding English law. Since the early years of the Republic, the Supreme Court has consistently held that the United States may not be sued unless it consents. This doctrine applies to actions of federal agents or employees, federal agencies, and government corporations.

Key Cases on Sovereign Immunity

  • United States v. Lee (1882): Established that individuals could sue the government for constitutional violations, despite sovereign immunity.
  • Thacker v. Tennessee Valley Authority (2019): Affirmed that waivers of sovereign immunity must come from Congress, rejecting a separation of powers challenge to a statute waiving immunity for a government-owned corporation.

The Federal Tort Claims Act: A Pathway to Justice

Overview of the Federal Tort Claims Act (FTCA):

The Federal Tort Claims Act (FTCA) of 1946 marked a significant shift in the doctrine of sovereign immunity. This act allows individuals to sue the federal government for certain tortious acts committed by federal employees. Before the FTCA, the government’s sovereign immunity often left individuals without recourse for injuries caused by government actions. The FTCA opened a pathway for individuals to seek compensation, albeit under specific conditions and limitations.

Key Provisions of the FTCA:

  • Waiver of Sovereign Immunity: The FTCA partially waives the government’s immunity, permitting lawsuits for negligence or wrongful acts by federal employees acting within their official duties.
  • Scope of Employment: The act applies only to actions taken within the scope of federal employment.
  • Negligence Requirement: Claimants must prove that the government employee’s negligence caused their injury or damage.

Types of Claims Allowed Under the FTCA:

  • Injury Claims: Physical injuries resulting from negligent acts by government employees.
  • Property Damage: Damage to personal property due to government employee actions.
  • Medical Malpractice: Injuries caused by negligent medical treatment at federal healthcare facilities.
  • Motor Vehicle Accidents: Collisions involving federal vehicles, such as those operated by postal workers or military personnel.
  • Slip and Fall Accidents: Injuries sustained on government property due to unsafe conditions.

When Can You Sue a Federal Agency: Key Cases

Axon Enterprise Inc v. Federal Trade Commission

Background of the Case:

On April 14, 2023, the Supreme Court ruled in Axon Enterprise Inc v. Federal Trade Commission. Axon Enterprise, a company specializing in law enforcement technology, was subject to an FTC antitrust enforcement action. Axon challenged the constitutionality of the FTC’s structure and the use of administrative law judges (ALJs) in its proceedings.

Legal Arguments:

Axon argued that the FTC’s ALJs were unconstitutionally insulated from presidential oversight due to their protection from removal. Axon’s claim was based on separation-of-powers principles, asserting that the ALJs’ insulation violated the Constitution.

Supreme Court Decision:

The Supreme Court held that district courts have jurisdiction to hear constitutional challenges to the FTC’s structure while enforcement proceedings are ongoing. Justice Kagan, writing for the majority, emphasized that litigants should not have to wait until administrative proceedings conclude to bring such challenges. The Court applied the Thunder Basin factors, concluding that Axon’s challenge to the constitutionality of the FTC’s structure was appropriate for district court review.

About the Author

Ronald Chapman II is the founder of Chapman, Dowling & Mallek and a top-rated Michigan federal criminal defense attorney who represents clients in federal courts nationwide. His practice is focused on defending individuals and organizations in complex federal prosecutions, including white-collar criminal matters and healthcare fraud investigations.

Throughout his career, Mr. Chapman has helped clients avoid more than $550 million in potential penalties, primarily in cases involving physicians, healthcare providers, executives, and professionals facing federal charges. He is widely recognized for his work as a Michigan healthcare fraud defense attorney, as well as for his results in white collar criminal defense in Michigan, where cases often involve parallel civil, regulatory, and criminal exposure.

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